any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Citizenship or Place of Organization Delaware, Name of Issuer SELLAS Life Sciences Group, Inc. (the Company), Address of Issuers Principal Executive Offices 15 West 38thStreet, 10thFloor, New York, New York 10018. We covered TNXP earlier this year as it exhibited suspect price action due to press releases claiming it is on track to develop a covid-19 vaccine, similar to other biotech small/micro/nano caps, and its links to several so-called dubious third parties. The firm typically invests in healthcare and technology companies. San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Archived post. This is a list of 13D and 13G filings made in the last year (if any). the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired Later on, we will give an overview of the rates of return generated by 41 different companies since CVI Investments purchased a stake in them. }, See Full List: All Stocks Held By CVI Holdings LLC units referred to therein. The information required in the remainder display: none; certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for Citizenship research@utopiacap.com. Submitters are 7x more likely to receive a qualified connection. 80a-8). This website is provided as is without any representations or warranties, express or implied. by reference for each such Reporting Person. CVI Investments first acquired a stake CODX in early 2018 (6), which had been entirely sold off by the end of 2019 (7). If this statement is being filed to report The Companys Prospectus (Registration No. 78o). Which Acquired the Security Being Reported on by the Parent Holding Company who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, CUSIP No: 19249J109 Item 1. our sites and services. CVI Holdings LLCHEIGHTS CAPITAL MANAGEMENT INCCVI Investments Inc. CVI Holdings LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from CVI Holdings LLC 13F filings. The number of Shares reported as beneficially owned Copyright 2023 CB Information Services, Inc. All rights reserved. of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange The Biocartis and Idylla trademark and logo are used trademarks owned by Biocartis. Learn more. 223 Christodoulou Citizenship any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into of such transactions, var table = document.getElementById(tableid); please specify the type of institution: _______________. INFORMATION TO BE INCLUDED IN STATEMENTS If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments,Inc. (hereinafter called "the Company"), this statement). Box 897, Windward 1, Regatta Office Park, West Bay Road, Grand Cayman, KY1 - 1103, Cayman Islands. SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. mobile +32 471 53 60 64 class of securities, check the following: . instructing the transfer of funds where necessary with respect to such transactions, and performing all of the services specified So, I'm digging deep into PROG's other 13D/G holder, CVI Investments, and I need some help answering my question: Who is William Walmsley of CVI Investments? Shares which might have been immediately sold considering the extremely high daily trading volumes that have taken place during the last few days (we must emphasise that this is pure speculation from our part as we do not know the nuances of securities laws relating to SPAs). The notifications are based on a denominator amounting to 92,061,563, it being noted that the denominator as of today amounts to 92,989,699 as disclosed on 22 December 2022. All of Heights Capital Management filings are prepared by their Secretary, Brian Sopinsky, who is the "former" general council of SIG Susquehanna International. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the Due to varying update cycles, statistics can display more up-to-date Comscore Shares Collapse On Word Of Funding Move. for(var i = 0; i < trs.length; i++) { Heights Capital Management,Inc., which serves Capital Management,Inc. is: Citizenship is set forth in Row 4 of the cover pagefor The address of the principal business office of CVI This should make any investor very wary about CODX current price run as it likely has little to do with the value of its products. CVI Investments, Inc. - Portfolio Holdings, AUM (13F, 13G) Holdings 13D/G SEC Filings Latest Holdings, Performance, AUM (from 13F, 13D) Add This Fund to Combined Portfolio Add This Fund to your Dashboard All CVI Investments, Inc. holdings are listed in the following tables. We believe the share price chart since its inception is rather telling. CVI Investments, Inc. . Citizenship Are you interested in testing our business solutions? Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2 (c). that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC, SMR / NuScale Power Corporation - Class A, US74907L2016 / QUOIN PHARMACEUTICALS LTD SPONSORED ADR, MNMD / Mind Medicine (MindMed) Inc. each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. On 21 December 2022, Heights Capital Management, Inc. held 4.95% of the voting rights in Biocartis through CVI Investments, Inc. Investments,Inc. is: The address of the principal business office of Heights be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for 10:55am November 19 2020, Pacific Ethanol: Modeling FY 2021 EBITDA (NASDAQ:PEIX) IC MARKET, Investor Warning: Alpha Capital Anstalt: OBLG, CGIX, ARTL, BNTC, EVGN, NAOV, QLGN, ENVB, USAU, MTSL, SFET, ELOX, AYRO, RCON, DUOT, AKER, FREEF, SINT, DECN, FDBL, HCMC, MEIL, MBVX, UAVS, RNVA, CBLI, NSPX, MATN, JALA, ASPU, TRNX, IOVA, IGXT, ELOX, VIVE, OPM, AMC Trade Alert AMC Entertainment Holdings Inc. 2:00pm , May 27, 2021, VTNR Trade Alert Vertex Energy Inc. 9:40am, May 27, 2021, PRPO Trade Alert Precipio, Inc. 9:45am, May 4, 2021. The next trading day, January 6, 2020, a 1-to-45 reverse split was announced and its share price collapsed just as quickly as it rose (11). 80a-8). By continuing to use this site you are consenting to these choices. Please do not hesitate to contact me. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. Contact Email hello@cavalry.vc. they've filed a 13F cover page stating their holdings are reported by other managers: CVI Holdings & SIG China Investments Master Fund III, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml. .hiderow { filing is a: Broker or dealer registered under Section15 of the Act (15 U.S.C. Startups and venture capital in the Middle East and North Africa, Get the best reports to understand your industry. of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover It is also worth pointing out that Sabby Management has also held INPX shares over the last two years. ownership by the undersigned of the common shares of Neovasc Inc., no par value, is being filed, and all amendments thereto will CODX has exhibited highly unusual behaviour in recent months and raises several red flags. By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CVI Investments, Inc. - SLS / Sellas Life Sciences / CVI Investments, Inc. - SC 13G Passive Investment - SC 13G - January 17, 2020. in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance Receive our trade alerts, short reports and other content straight to your inbox as soon as published. to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, acknowledging As previously mentioned, CODX has been heavily promoted during 2020, and a quick look at OPGN price history will show a long-term ailing company (21). of the Investment Company Act of 1940 (15 U.S.C. Google search "William Walmsley" - you'll get the jaguar car designer who passed away in the 60s. Sabby Management is no stranger to controversy as evidenced by previous securities laws violations, and the atrocious performance of the vast majority of its investments over the last two years. data than referenced in the text. } CVI Investments, Inc. (ii) Heights Capital Management, Inc. to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. Check the appropriate box to designate Based on information provided by the Company, there WHEREOF, the Company has caused this Limited Power of Attorney to take effect on the day and year above written. Disclosure of transparency notifications 80a-8). This statement is filed by the entities listed below, No securities of Biocartis may be offered or sold in the United States of America absent registration with the United States Securities and Exchange Commission or an exemption from registration under the U.S. Securities Act of 1933, as amended. After reasonable inquiry and to the The above four examples do not provide a comprehensive picture of the nature and performance of CVI Investments investments. proxies and any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into Plaintiff further alleges despite knowing the second NDA would also be rejected, PTI(E) rewarded the individual defendants with unjustifiable compensation packages it asked the shareholders to approve. var trs = table.getElementsByTagName('tr'); BEAG now dwells in the grey market (also known as the OTC cemetery) where it currently trades at less than $0.05 after having reached $3.50 pre SEC suspension. 78o). each such Reporting Person. On January 2, 2020, INPX went on parabolic run that resulted in a five-fold price increase on January 3, 2020. with Rule13d-1(b)(1)(ii)(K). Information which would alter the disclosures provided in a prior cover page provided a! 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