This webinar will explore the new SRA enforcement strategy, the aim of which is to provide greater clarity on when and how the SRA may take action against a firm, solicitor or other employee, and how it is likely to be implemented during an SRA investigation. Serious criminal conduct outside of practice raises questions of integrity and is likely to damage public confidence. Three (3) strategic focus areas, being; Voluntary Compliance, Creating a High We always investigate criminal offences given the key role that solicitors play in the administration of justice. Our approach to enforcement. This Practice Note describes the SRA’s enforcement function and its general approach to enforcement. For more information on the SRA’s detailed enforcement strategy, see Practice Note: SRA enforcement strategy. Introduction. SRA Strategic Plan: 2018/19 to 2020/21 P a g e 6 | 31 time intervals. (Although it is a good resource for listing all of the reporting and notification criteria contained in the SRA rulebook.) Maintained • . Course Outline. Finally, the SRA’s enforcement strategy might be helpful in deciding on a solicitor’s obligation to report a lockdown related penalty. We will not generally look behind a criminal finding. In line with its Enforcement Strategy, the SRA is focused on taking enforcement action in relation to the most serious of complaints and reports. SRA enforcement strategy Practice notes. The SRA’s Enforcement Strategy was published in February 2019, in advance of the new SRA Standards and Regulations (“SStaRs”), and updated in November 2019. Found in: Practice Compliance, Risk & Compliance. New strategic projects within this strategic period will be undertaken where deemed necessary through engagement with stakeholders. Conduct, negligence and complaints. The Solicitors Regulation Authority (SRA) has published an updated Enforcement Strategy explaining when and how it will take action against a law firm or solicitor. The SRA has this month published its updated Enforcement Strategy which sets out when and how the SRA will take action against a law firm or solicitor. SRA publishes new Enforcement Strategy 11th Feb, 2019 / Authorities & Faculties , News We have published an updated Enforcement Strategy , which explains when and how we would take action against a law firm or solicitor. We no longer have objectives or indicative behaviours against which the conduct of firms or solicitors can be measured, and so the Enforcement Strategy sets out the SRA’s approach for
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